Chief Compliance Officer
Matthew (Matt) Stolen is Kingsview Partner’s Wealth Management Chief Compliance Officer. As CCO, Matt’s primary role is developing and monitoring Kingsview Wealth Management’s compliance program. Additionally, he oversees advisor communications and conducts visits of Kingsview branches throughout the country.
Matt graduated from the University of Wisconsin – Oshkosh with a Bachelor of Business Administration degree, majoring in Finance and Economics. In 2008 Matt started working as a Branch Examiner at LPL, conducting upwards of 125 branch exams per year. That experience allowed him to gain a unique compliance perspective of the industry at the branch level by working directly with advisors.
After nine years at LPL, Matt moved to the Pacific Northwest. He joined M Financial Group in August 2017 as a Compliance Officer and Examiner, where he continued to conduct onsite branch exams, assisted with the review of retail communication, updated policies and procedures, and supported risk testing.
Matt joined Kingsview in January 2019 as Director of Compliance and became Chief Compliance Officer in January 2021.
Prior to joining Kingsview, Matt held the following FINRA licenses: Series 4, 7, 24, 53 and 66.
In his spare time, he enjoys traveling, a variety of outdoor activities, riding his motorcycle, listening to expansive his record collection, and trying new PNW breweries