Kevin Swanson

Co-Chief Compliance Officer

Kevin Swanson serves as the Co-Chief Compliance Officer of Kingsview Wealth Management, LLC, overseeing the firm’s investment management division. Kevin has over 20 years of professional experience. Previously at Cedar Capital, LLC, Kevin served as Chief Compliance Officer, responsible for developing, implementing and communicating an enterprise compliance program for the firm and its affiliates.

Prior to his role as CCO, Kevin also served as Vice President of Trading and had responsibilities in operations, finance and billing. Kevin earned an MBA with High Honors from The University of Chicago Booth School of Business, an MSEE from National Technological University and a BSEE from The University of Illinois at Urbana-Champaign. In addition, Kevin holds Series 7, 24 and 63 licenses and achieved the NRS Investment Adviser Certified Compliance Professional (IACCP) designation.

Resources
Articles by Kevin Swanson