Custodial relationships for
true independence

Our advisors have the time and freedom necessary to serve their clients and our custodial partners give us the resources to protect our client’s financial assets. The end result? Independent advice, personalized attention, and the security and support that come with having an account at a major financial firm.

Ameritrade
Ameritrade
Ameritrade
  • Executive
  • Portfolio Management
  • Wholesale

Josh Lewis

Senior Managing Partner & CEO

Joshua M. Lewis is the Senior Managing Partner and Chief Executive Officer of Kingsview Investment Partners, the holding company for Kingsview’s financial services businesses.  As the firm’s strategic visionary and the steward for its financial wellbeing, Mr. Lewis’ guidance is founded on three key fundamental principles: be different, grow appropriately, and serve prudently.

Mr. Lewis believes the key to a successful and sustainable organization is rooted in a collaborative approach, a focus on team building and a commitment to managerial flexibility. He is proud that Kingsview is an active study in cultural inclusiveness.

Mr. Lewis gained fundamental experience which would shape his career when he started as a runner on the commodities trading floors in 1990 at the World Trade Center for Refco Inc., which was one of the largest Futures Clearing Merchants in the industry at the time. His time on the floor taught him how to service client needs in a very high pressure environment where little mistakes could have grave outcomes. The trading floors are a multidimensional place where one survives on intuition and collaboration. This experience sharpened his skills as a leader and gave him a deep understanding of the underbelly of this industry and all that goes into operationally servicing a complex financial business.

Early on Mr. Lewis showed his entrepreneurial spirit when he created an independent floor brokerage business named Commodities Brokerage Services, which grew quickly as it brought new forms of service to its wholesale clients. In 1994, he sold his portion of the business to his partner so that he could expand his horizons off of the trading floor.

Mr. Lewis then transitioned into the global clearing business to run and reorganize trading desks for better efficiency. Having successfully helped to re-organize a large trade execution department, he was then recruited to build a domestic branch office and introducing broker network. In 1998, he spun off his portion of the branch network servicing business into the predecessor to what is now Kingsview Prime.

Bringing a unique approach to mid-size brokerage houses by showing them how they could better serve their end client relationships while at the same time expanding their own businesses put Mr. Lewis’s group in the unique position to prosper over very entrenched older firms. He built on that momentum when he started Kingsview Asset Management in 2008 to offer greater transparency over fees and investment choices to clients while fostering a culture of independence for advisors.

Today, Kingsview is a SEC Registered Investment Advisor that operates a nationwide network of independent financial advisors. One of the fastest growing firms in the industry, Kingsview operates under the belief that clients come first and every member of our team must work to help them achieve their long term investment goals.

Scott Martin

Chief Investment Officer

Scott D. Martin is Chief Investment Officer of Kingsview Asset Management. He also serves as Contributor to the Fox News Channel and is a Contributor to The Futures Institute at the Chicago Mercantile Exchange (CME).

Prior to Kingsview, Mr. Martin was Chief Market Strategist at United Advisors, LLC, a wealth management firm based in New York City where he was co-chairman of the firm’s investment committee and was responsible for portfolio strategy that was utilized with both firm and third party clients.

Mr. Martin began his highly regarded career at Astor Asset Management in Chicago, where he was co-portfolio manager on all of Astor’s ETF-based separate account programs as well as on Astor’s mutual fund complex, which was launched in 2009. At the company, he and his team were named one of the “Best ETF managers” of 2008 by Forbes and he was author of the weekly “Astor Long/Short Balanced Update” newsletter, which received the NAAIM President’s Award for excellence in financial newsletter writing.

A frequent speaker and lecturer, Mr. Martin has been featured in print and broadcast media such as The Wall Street Journal, Investor’s Business Daily, and Yahoo! Finance. He is a former columnist with TheStreet.com and sits on the Advisory Board at Turning Point USA, a movement to encourage youth participation and involvement in government. Mr. Martin currently holds the series 65, as well as life, health and variable insurance licenses.

Mr. Martin is a recognized graduate from Denison University where he completed a double major in Economics and French, and spent months abroad studying the introduction of the Euro currency and its impact on European markets.

Sean McGillivray

COO/CCO

Sean McGillivray is a Managing Partner, the Chief Operations Officer and Chief Compliance Officer for Kingsview Investment Partners. He is a Financial Advisor and an operations and technology integration expert. Sean runs the day to day operations of the firm, oversees the administrative staff, sits on the investment committee, and works with the firm’s custodial partners to manage the advisor onboarding process.

Sean began his career as a commodities broker at Great Pacific Trading Company in Grants Pass, Oregon where he soon assumed a leadership role as a partner and Vice President of the firm. His time at Great Pacific was instrumental in honing his skills as a financial industry operations expert and entrepreneur as he strategically diversified Great Pacific’s business into financial planning, traditional and alternative investment management, and insurance.

In 2013 Sean left Great Pacific and joined Kingsview to help build out the firm’s branch office network on the west coast. He was quickly promoted to Chief Operations Officer where he has since served as a tireless resource to our advisors.

Sean is an avid outdoorsman and a private pilot. He enjoys flying his Cessna in his free time. He lives in Grants Pass, Oregon with his wife Amy and son Declan.

Al Abaroa

Managing Partner

Al Abaroa began his career on an equity desk in 1993. He carries over two decades of experience with areas of concentration in both the equity and the alternative space. Al is a Managing Partner and a Financial Advisor.

He is a frequent speaker, on topics ranging from risk management, portfolio design and algorithmic based, investment disciplines. He has joined the international circuit with speaking engagements in London as well as Bogota, Colombia. In addition, Al is the author of “Options Pro Essentials”. The book helps novice and intermediate traders with the complexities of options based strategies. He is a respected source for market commentary. His insights have been shared with CNBC, BNN, and printed in the Dow Jones Wires, Wall Street Journal, Barron’s, Reuters, and Bloomberg.

Al’s experience in the investment arena does not end there. He served as sector editor of MegaTrends, an all markets monthly periodical distributed by Dow Jones News, providing commentary and insight . He was also the author of over 150 issues of the “Commodity Wire” a weekly publication covering global markets and trade. Al has been interviewed by Michael Covel, best-selling author, film director and founder of TrendFollowing.com to discuss his White Paper on the modalities of trend following and risk management.

Aaron Klemow

Managing Director, Business Development

Aaron Klemow is the Managing Director of Business Development for Kingsview Asset Management. He is an advisory transition specialist, marketing consultant, and business development expert for the financial services industry. Aaron runs the firm’s recruiting team and is responsible for setting up new branch offices nationwide.

Beginning his career at Kingsview Prime during the height of the financial crisis, Aaron applied his expertise in marketing, digital media and technology to help build and evolve the firm’s global clearing and financial planning businesses. Seeing that the industry was in the middle of a dramatic shift, Aaron spearheaded the development of Kingsview’s Family Office platform in a push to help the firm’s advisors reach higher net worth clientele, improve the overall client experience and offer access to higher end financial advice. His efforts have helped Kingsview’s advisors see measurable results both for clients and their own businesses. His diverse experience covers virtually every aspect of the firm and setting up branch offices has given him a tremendous depth of experience overcoming all the challenges advisors face during transition.

Growing up outside of Manhattan in a New Jersey suburb, Aaron always had a fascination with finance and entrepreneurship. Aaron graduated from American University in Washington DC where he obtained a degree in Business Communications and Economics. While he was in school, Aaron worked in the technology and digital media department at American’s School of Communications, and worked as a digital media consultant. He also studied and interned in London.

Scott Martin

Chief Investment Officer

Scott D. Martin is Chief Investment Officer of Kingsview Asset Management. He also serves as Contributor to the Fox News Channel and is a Contributor to The Futures Institute at the Chicago Mercantile Exchange (CME).

Prior to Kingsview, Mr. Martin was Chief Market Strategist at United Advisors, LLC, a wealth management firm based in New York City where he was co-chairman of the firm’s investment committee and was responsible for portfolio strategy that was utilized with both firm and third party clients.

Mr. Martin began his highly regarded career at Astor Asset Management in Chicago, where he was co-portfolio manager on all of Astor’s ETF-based separate account programs as well as on Astor’s mutual fund complex, which was launched in 2009. At the company, he and his team were named one of the “Best ETF managers” of 2008 by Forbes and he was author of the weekly “Astor Long/Short Balanced Update” newsletter, which received the NAAIM President’s Award for excellence in financial newsletter writing.

A frequent speaker and lecturer, Mr. Martin has been featured in print and broadcast media such as The Wall Street Journal, Investor’s Business Daily, and Yahoo! Finance. He is a former columnist with TheStreet.com and sits on the Advisory Board at Turning Point USA, a movement to encourage youth participation and involvement in government. Mr. Martin currently holds the series 65, as well as life, health and variable insurance licenses.

Mr. Martin is a recognized graduate from Denison University where he completed a double major in Economics and French, and spent months abroad studying the introduction of the Euro currency and its impact on European markets.

Paul Nolte

SVP, Portfolio Manager

Paul Nolte has been serving families’ financial needs for over 30 years. Before joining Kingsview in 2014 as a financial advisor and a member of the investment committee, Paul managed portfolios at a private wealth advisory firm. He also served as a Lead Portfolio Manager for Banc One and National City, helping set investment policies for portfolio managers firm wide.

With his strong interest in analytics, Paul devises a financial strategy that helps clients plan for the future – not only theirs, but also for their beneficiaries. He tailors his advice for each client by integrating their life goals and personal finances while also working with their attorneys and accountants to cover all their financial needs.

Paul has also served in various capacities on the boards of the Elmhurst YMCA, DuPage Easter Seals, Elmhurst Swim Team, Elmhurst Police Pension and Elmhurst Fire Pension. You can hear him regularly on WGN and WBBM Radio in Chicago as well as quoted in various business outlets nationwide.

– Illinois Wesleyan University, BA Business 1984

– DePaul Kellstadt Graduate School of Business, MBA Finance 1992

– Chartered Financial Analyst® designation awarded 1993

– Member, CFA® Society of Chicago

Mitch Ehmka

Director of Trading

Mitch Ehmka is the Director of Trading at Kingsview Asset Management. He is the Portfolio Manager for CORE and a member of the Investment Committee. Mitch assists the advisors and the Investment Committee with strategy execution and investment model integration within Kingsview’s systems.

Mitch is a graduate of the Florida Institute of Technology and holds a B.S. in Aviation Management. He is a Licensed Pilot and Flight Instructor. Mitch worked as a Flight Instructor at Sawyer Aviation in Scottsdale, Arizona before his deep interest in the financial markets led him to pursue work in financial services. Mitch began his finance career in Fort Lauderdale as a Commodity Broker before joining Kingsview’s Chicago team in 2010.

Growing up in Plano, Texas, Mitch’s interests in both aviation and finance were apparent from a young age. He used to enjoy trading airline stocks in his father’s account. Today, he lives in the west suburbs of Chicago with his fiancé Samantha. When he isn’t monitoring the markets, he enjoys traveling, playing golf, and flying.

Aaron Klemow

Managing Director, Business Development

Aaron Klemow is the Managing Director of Business Development for Kingsview Asset Management. He is an advisory transition specialist, marketing consultant, and business development expert for the financial services industry. Aaron runs the firm’s recruiting team and is responsible for setting up new branch offices nationwide.

Beginning his career at Kingsview Prime during the height of the financial crisis, Aaron applied his expertise in marketing, digital media and technology to help build and evolve the firm’s global clearing and financial planning businesses. Seeing that the industry was in the middle of a dramatic shift, Aaron spearheaded the development of Kingsview’s Family Office platform in a push to help the firm’s advisors reach higher net worth clientele, improve the overall client experience and offer access to higher end financial advice. His efforts have helped Kingsview’s advisors see measurable results both for clients and their own businesses. His diverse experience covers virtually every aspect of the firm and setting up branch offices has given him a tremendous depth of experience overcoming all the challenges advisors face during transition.

Growing up outside of Manhattan in a New Jersey suburb, Aaron always had a fascination with finance and entrepreneurship. Aaron graduated from American University in Washington DC where he obtained a degree in Business Communications and Economics. While he was in school, Aaron worked in the technology and digital media department at American’s School of Communications, and worked as a digital media consultant. He also studied and interned in London.

G. Dallas Dvorsky

SVP Business Development

Originally from the pacific northwest, Dallas began his career in financial services in 2003 as a fixed income specialist at the GMS Group, where he ran the sales desk in the firm’s Miami office. During his time with the firm, Dallas assisted high net worth clients with portfolio diversification and advanced tax and wealth strategies.

In 2008, Dallas began working at Kingview’s Wall Street office where he used the firm’s inherent independence to help clients diversify away from traditional investments during the height of the financial crisis.

Dallas then joined HJ Sims in Iselin, NJ so he could be closer to his family. He worked with the firm’s underwriting and investment banking teams to help liaise with high net worth and corporate clients.

Today, Dallas is proud to be back at Kingsview where he was recruited to serve our advisors as a transition specialist and financial services marketing expert. You can often find him working one on one with our advisors to help them better serve their clients and grow their advisory practices.

When he isn’t working hard to help our advisors with their businesses, Dallas enjoys spending time with his wife Camille, daughter Sofie, son Dallas Jr., and his dogs (George and Tallulah). On the weekends Dallas can be found in his kitchen making food with fresh ingredients from his garden, or camping in the NJ woods with his children.

Richard Little

VP, Financial Advisor

Growing up outside of Chicago, Richard Little’s career in finance began around his 11th birthday when he asked his dad to buy his first stock. After his first year of college at University of Illinois at Chicago, Richard received a scholarship to Auburn University where he received his degree in Business Administration and Finance. Ultimately Richard’s early passion for investing paid off after his scholarship ran out during the recession and he used his stock market earnings to pay for the rising cost of tuition.

After obtaining his securities licenses, Richard began his career at the Edward Jones headquarters in St. Louis, Missouri where he managed multiple branch offices across the country. Richard ultimately began his own advisory practice outside of Chicago, where he often holds finance workshops designed to help educate investors on some of the challenges faced when navigating the financial world.

In his free time, Richard is a Chicago foodie, avid traveler, and a die-hard Bulls fan. When not traveling or helping his clients with advanced tax and wealth strategies, he is just as likely to be found watching ESPN as he is the Food Network.

Jonathan McEvoy

VP of Business Development

Growing up in Fairfield County Connecticut, surrounded by its dense concentration of financial services firms, Jonathan was destined to work on Wall Street from a young age.  Jonathan is a graduate of Western Connecticut State University where he majored in pre-law and a minored in business while spending two years as the captain of the collegiate rugby team.

After graduation, Jonathan began his career here at Kingsview where he initially focused on nationwide logistics for the firm’s recruiting and business development team.  He also assisted the wholesale team in identifying new business opportunities as well as helping the firms advisors with business development projects.  After 10 months with the firm Jonathan moved to Chicago to help Kingsview further build out its presence in the Midwest.  During his time in Chicago Jonathan worked in the firm’s investment “think tank” with CIO Scott Martin while playing a large role in opening branch offices nationwide. 

Today, Jonathan is back in Westport, CT where he works in the firm’s business development headquarters.  Having joined Kingsview directly out of college Jonathan has had the pleasure of growing along with the firm.  In his free time Jonathan enjoys playing rugby and spending time with family and friends.